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John Peter Heslin

Focus Partners Wealth, LLC

Albany, NY

CRD 4801385

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Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-03
  • NY RA
    APPROVED
    Since 2024-06-03

Branch Locations

3 Atrium Drive, Albany, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlas Private Wealth Management, Llc Albany NY 04/2019 05/2024
Bullard Mcleod & Associates, Inc. Albany NY 10/2016 04/2019
Tradition Capital Management, Llc Summit NJ 07/2005 10/2016
The Colony Group, Llc Albany NY 06/2024 Present
  • 04/2019 → 05/2024
    Atlas Private Wealth Management, Llc
    Albany, NY
  • 10/2016 → 04/2019
    Bullard Mcleod & Associates, Inc.
    Albany, NY
  • 07/2005 → 10/2016
    Tradition Capital Management, Llc
    Summit, NJ
  • 06/2024 → Present
    The Colony Group, Llc
    Albany, NY
Previous Registrations
  • 2022-09-02 → 2024-07-01
    Atlas Private Wealth Management, Llc
    Albany, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 2004-09-20
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2004-09-20

View on SEC IAPD

Nearby Firms

ALLSQUARE WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

DANIEL DOUGLAS BAUER
BRETT PHILIP HARRIS
DOUGLAS JAMES BAUER

Nearby Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY

More in Albany, NY

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