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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-31 |
Branch Locations
155 East 44Th St 12Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 07/2008 | 05/2018 |
| Gradient Securities, Llc | Arden Hills | MN | 08/2018 | 05/2021 |
| Ria Registrar, Llc | Arden Hills | MN | 06/2018 | 05/2021 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 06/2021 | 12/2024 |
| Lincoln Investment | Fort Washington | PA | 01/2025 | 04/2025 |
| Mml Investors Services, Llc | Blaine | MN | 03/2026 | Present |
| Massmutual Life Insurance Co | Blaine | MN | 03/2026 | Present |
| Makari Group, Llc | Tampa | FL | 05/2025 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-14 |
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