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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • ME RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

Bangor, ME • United States

257 Harlow St. Suite 202, Bangor, ME 04401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmatt Tax Bangor ME 01/2004 Present
Avantax Investment Services, Inc. Bangor ME 03/2004 09/2025
Avantax Advisory Services Bangor ME 10/2006 09/2025
Avantax Insurance Agency, Llc Bangor ME 08/2018 09/2025
Matthew And Amy Nye Dedham ME 08/2019 Present
Cetera Wealth Services, Llc Bangor ME 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2004 → Present
    Tmatt Tax
    Bangor, ME
  • 03/2004 → 09/2025
    Avantax Investment Services, Inc.
    Bangor, ME
  • 10/2006 → 09/2025
    Avantax Advisory Services
    Bangor, ME
  • 08/2018 → 09/2025
    Avantax Insurance Agency, Llc
    Bangor, ME
  • 08/2019 → Present
    Matthew And Amy Nye
    Dedham, ME
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Bangor, ME
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2006-10-16 → 2025-09-05
    Avantax Advisory Services
    Bangor, ME
    Dallas, TX
    Bangor, ME
Other Businesses

1) Bangor Youth Football; Non investment related; 532 Hammond Street, Bangor, ME, 04401; Nonprofit; Treasurer/Comptroller; 6/15/2017; 4hrs; 2hrs; bookkeeping and budgeting 2) TMATT Inc., PC; Non investment related; 532 Hammond Street; Bangor, ME, 04401; Tax Preparation/Accounting; Vice President; 1/1/2011; 40hrs; 40hrs; tax preparation 3) Maverick Properties, LLC; Non-investment related; 5 Rose Court, Bangor, ME, 04401; Rental Property Owner/Management; Owner/Sole Proprietor; 5/24/2007; 5hrs; 2hrs; Commercial building that has 3 rental units 5) Matthew and Amy Nye; Non-investment related; 10 Poplar Road; Dedham, ME, 04429; Rental Property; Owner; 8/2/2019; 4hrs; 4hrs; Landlord 6) TMATT TAX AND FINANCIAL POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 03/15/2004 ADDRESS: 532 Hammond Street, Bangor ME 04401, United States DESCRIPTION: Tax Prep. 7)PENOBSCOT INVESTMENT ASSOCIATES POSITION: Member NATURE: Investment club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2012 ADDRESS: 532 Hammond Street, Ste. A, Bangor ME 04401, United States DESCRIPTION: I have no duties. I am a member of an investment club that meets monthly.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-20
S63 Uniform Securities Agent State Law Examination 2004-07-16
  • S65 Uniform Investment Adviser Law Examination
    2006-09-20
  • S63 Uniform Securities Agent State Law Examination
    2004-07-16

View on SEC IAPD

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