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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmatt Tax | Bangor | ME | 01/2004 | Present |
| Avantax Investment Services, Inc. | Bangor | ME | 03/2004 | 09/2025 |
| Avantax Advisory Services | Bangor | ME | 10/2006 | 09/2025 |
| Avantax Insurance Agency, Llc | Bangor | ME | 08/2018 | 09/2025 |
| Matthew And Amy Nye | Dedham | ME | 08/2019 | Present |
| Cetera Wealth Services, Llc | Bangor | ME | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Bangor Youth Football; Non investment related; 532 Hammond Street, Bangor, ME, 04401; Nonprofit; Treasurer/Comptroller; 6/15/2017; 4hrs; 2hrs; bookkeeping and budgeting 2) TMATT Inc., PC; Non investment related; 532 Hammond Street; Bangor, ME, 04401; Tax Preparation/Accounting; Vice President; 1/1/2011; 40hrs; 40hrs; tax preparation 3) Maverick Properties, LLC; Non-investment related; 5 Rose Court, Bangor, ME, 04401; Rental Property Owner/Management; Owner/Sole Proprietor; 5/24/2007; 5hrs; 2hrs; Commercial building that has 3 rental units 5) Matthew and Amy Nye; Non-investment related; 10 Poplar Road; Dedham, ME, 04429; Rental Property; Owner; 8/2/2019; 4hrs; 4hrs; Landlord 6) TMATT TAX AND FINANCIAL POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 03/15/2004 ADDRESS: 532 Hammond Street, Bangor ME 04401, United States DESCRIPTION: Tax Prep. 7)PENOBSCOT INVESTMENT ASSOCIATES POSITION: Member NATURE: Investment club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2012 ADDRESS: 532 Hammond Street, Ste. A, Bangor ME 04401, United States DESCRIPTION: I have no duties. I am a member of an investment club that meets monthly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-16 |
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