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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-17
  • TX RA
    APPROVED
    Since 2019-06-17

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co Salt Lake City UT 03/2003 06/2019
Ubs Financial Services Inc. Dallas TX 06/2019 Present
Other Businesses

1) Element Property Company/ invstment related?: yes/ 11999 San Vicente Blvd., Suite 325, Los Angeles, CA/ Investment Fund or Hedge Fund/Element is a multi-family real estate investment firm./Investor/I will invest with them./4/23/2021/ time reqd during worki hours? no

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-12
  • S66 Uniform Combined State Law Examination
    2005-09-12
Other Names
  • Chad Edward Whitney
  • Chad Whitney

View on SEC IAPD

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