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Inactive

Mary Erwin

O'SHaughnessy Asset Management, LLC

Stamford, CT

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Current Employers
O'SHaughnessy Asset Management, Llc

100 First Stamford Place, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-09-29
  • CT RA
    APPROVED
    Since 2025-09-29

Branch Locations

100 First Stamford Place, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Boston MA 08/2018 03/2019
Blackrock Investments, Llc Boston MA 08/2018 03/2019
Bank Of America Merrill Lynch Tampa FL 06/2014 04/2018
Unemployed Tampa FL 04/2018 08/2018
Capfinancial Securities, Llc Raleigh NC 03/2019 06/2019
Captrust Raleigh NC 03/2019 06/2019
Raymond James & Associates, Inc. St. Petersburg FL 10/2019 11/2022
Unemployed Tampa FL 06/2019 10/2019
Russell Investments Tampa FL 11/2022 Present
  • 08/2018 → 03/2019
    Blackrock
    Boston, MA
  • 08/2018 → 03/2019
    Blackrock Investments, Llc
    Boston, MA
  • 06/2014 → 04/2018
    Bank Of America Merrill Lynch
    Tampa, FL
  • 04/2018 → 08/2018
    Unemployed
    Tampa, FL
  • 03/2019 → 06/2019
    Capfinancial Securities, Llc
    Raleigh, NC
  • 03/2019 → 06/2019
    Captrust
    Raleigh, NC
  • 10/2019 → 11/2022
    Raymond James & Associates, Inc.
    St. Petersburg, FL
  • 06/2019 → 10/2019
    Unemployed
    Tampa, FL
  • 11/2022 → Present
    Russell Investments
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-05
  • S66 Uniform Combined State Law Examination
    2018-12-05
Designations
Other Names
  • Mary Rose Erwin
  • Mary Erwin

View on SEC IAPD

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Other Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
MEASURE 8 VENTURE PARTNERS · STAMFORD, CT
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