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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2004-08-18
TX RA APPROVED 2004-08-18
  • FL RA
    APPROVED
    Since 2004-08-18
  • TX RA
    APPROVED
    Since 2004-08-18

Branch Locations

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 05/2004 Present
Bank Of America Na Jacksonville FL 01/2011 Present
Other Businesses

I*7246 For profit or not for profit: Name of outside business organization: Wolf Creek Townhouse Investment related: Address of business: Jacksonville, Florida 32224 Nature of business: , Position, title, association: , Start date of relationship: 9/2/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-16
  • S66 Uniform Combined State Law Examination
    2004-08-16
Other Names
  • Gena Causer
  • Gena Therese Causer

View on SEC IAPD

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