Randall Everett Benedict

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-06-11
WI	RA	APPROVED	2004-07-20

TX RA
APPROVED_RES

Since 2008-06-11
WI RA
APPROVED

Since 2004-07-20

Branch Locations

1231 S Rochester St Ste 130, Mukwonago, WI 53149-9031 • United States

Sharon, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Oconomowoc	WI	05/2004	03/2020
Ameriprise Financial Services, Llc	Mukwonago	WI	03/2020	Present

05/2004 → 03/2020

Ameriprise Financial Services, Inc.

Oconomowoc, WI
03/2020 → Present

Ameriprise Financial Services, Llc

Mukwonago, WI

Other Businesses

Board of Directors; Community of Christ UMC; Trustee; 15 Park St, , Darien, WI, 53114; Not Investment-Related; 01/25/2012; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Davis Dairy Farm; Labor -; Assistance with dairy cows; N999 County Rd K Sharon WI, ,; Not Investment-Related; 01/29/2018; 20 to 39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-19

S66 Uniform Combined State Law Examination

2004-07-19

View on SEC IAPD