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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-03-29 |
| IA | RA | APPROVED | 2019-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Irongate International Llc | Moline | IL | 06/2008 | 03/2019 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 03/2019 | Present |
| Lion Street Financial | Moline | IL | 02/2024 | Present |
| Integrity Alliance, Llc. | Bettendorf | IA | 11/2025 | Present |
1. UNITED CAPITAL FINANCIAL ADVISORS, LLC POSITION: Employee NATURE: Investment management and financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 9 START DATE: 03/15/2019 ADDRESS: 1523 Grant St, Bettendorf IA 52722, United States DESCRIPTION: I am a financial advisor and work with clients developing financial strategies designed to meet their financial needs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-24 |
| S66 | Uniform Combined State Law Examination | 2004-07-06 |
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