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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-25 |
| OH | RA | APPROVED | 2004-07-14 |
Branch Locations
1956 Carter Road Suite 200, Cleveland, OH 44113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Cleveland | OH | 06/2004 | Present |
| Mml Investors Services, Llc | Cleveland | OH | 06/2004 | Present |
(1) Name: Amie Fox Inv rel: Y Add: 1956 Carter Road Suite 200 Cleveland, OH 44113 Nature: Individual Life, Health, Group Life, Group Health Individual and Group Disability Income, Long Term Care & Fixed Annuities Position: Agent Start date: 3/2007 No. HR/MO: 2 No. HR/MO during sec trading: 0 (2) Name: Palffy Financial Group, LLC Inv rel: Y Add: 1956 Carter Road Suite 200 Cleveland, OH 44113 Nature: LLC Position: Owner Start date: 1/11/2021 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: LLC for tax filing and payroll purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-19 |
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