Kashif Ashiq Ahmed

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-03-12
MA	RA	APPROVED	2011-08-04

TX RA
APPROVED_RES

Since 2015-03-12
MA RA
APPROVED

Since 2011-08-04

Branch Locations

165 Middlesex Tpke Ste 101, Bedford, MA 01730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Suffolk University	Boston	MA	09/1998	Present
Lpl Financial Llc	Bedford	MA	02/2011	Present

09/1998 → Present

Suffolk University

Boston, MA
02/2011 → Present

Lpl Financial Llc

Bedford, MA

Other Businesses

1) 01/26/2012: SUFFOLK UNIVERSITY - NOT INV REL - TEACHER/INSTRUCTOR - 5% OF TIME SPENT - TEACHER/INSTRUCTOR - GRADUATE COURSES IN FINANCE AND INVESTMENTS 2) 08/26/2013: AMERICAN PRIVATE WEALTH, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). 3) 4/12/2018 - TCB Group, LLC - Not Investment Related - 165 Middlesex Turnpike, Suite 101, Bedford, MA 01730 - Business Entity For Tax/Investment Purposes Only - Started 04/03/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4) 1/10/2019 - Bentley University - Investment Related - Waltham, MA. - Other-Teaching - Adjunct Professor - Start Date: 09/01/2019 - 12 Hours Per Month/0 Hours During Securities Trading - Teaching Finance and Financial Planning courses. 5) 8/18/2020 - Q8 Group, LLC - Investment Related - Home Based - Real Estate Rental - Started 02/25/2020 - 1 Hour Per Month During Securities Trading - Looking to establish a LLC with sister. The LLC will be owned 50%/50% and will serve to purchase rental real estate. 6) 09/21/2021 - Q8TX Group LLC - Investment Related - 350 Cambridge Street, Burlington, MA 01803 - Real Estate Rental - Start Date: 08/05/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Seeking to buy 1 or 2 single family homes that we plan to rent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-07-21
S63	Uniform Securities Agent State Law Examination	2004-05-24

S65 Uniform Investment Adviser Law Examination

2011-07-21
S63 Uniform Securities Agent State Law Examination

2004-05-24

Designations

Certified Financial Planner

Other Names

Kashif Ahmed

View on SEC IAPD