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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-09-27
NV RA APPROVED 2004-10-06
  • TX RA
    APPROVED
    Since 2006-09-27
  • NV RA
    APPROVED
    Since 2004-10-06

Branch Locations

2900 Horizon Ridge Pkwy Ste 201, Henderson, NV 89052 • United States

North Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Henderson NV 09/2005 03/2020
Southend Strategic Partners Llc Henderson NV 11/2017 07/2019
Ameriprise Financial Services, Llc Henderson NV 03/2020 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Henderson, NV
  • 11/2017 → 07/2019
    Southend Strategic Partners Llc
    Henderson, NV
  • 03/2020 → Present
    Henderson, NV
Other Businesses

Outside Employment; Southend Strategic Partners; Employee Advisor of Advisor Matthew Allred; Employee of Southend Strategic Partners-Advisor Matthew Allred; 2900 W. Horizon Ridge Pkwy 201, , Henderson, NV, 89052; Not Investment-Related; 10/26/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-05
  • S66 Uniform Combined State Law Examination
    2004-10-05

View on SEC IAPD

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