John Baptiste Tuturice

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2017-03-16
TX	RA	APPROVED	2017-03-16

RI RA
APPROVED

Since 2017-03-16
TX RA
APPROVED

Since 2017-03-16

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	10/2009	Present
Bank Of America, N.A.	Lincoln	RI	01/2014	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
01/2014 → Present

Bank Of America, N.A.

Lincoln, RI

Other Businesses

I*80014 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MERRIMACK VALLEY RADIO, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOWELL, MASSACHUSETTS 1852 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 10/6/2014 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OCCASSIONAL GUEST ON THE BENEATH THE SURFACE RADIO SHOW. THE SHOW AIRS EVERY MONDAY ON WCAP 980 AM FROM LOWELL, MA FROM 9:00PM - 11:00PM. TOPICS TYPICALLY INCLUDE THEOLOGY, PHILOSOPHY AND HISTORY. EXAMPLES INCLUDE SHOWS ON ADVENT AND FORGIVENESS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-15
S63	Uniform Securities Agent State Law Examination	2004-08-19

S66 Uniform Combined State Law Examination

2017-03-15
S63 Uniform Securities Agent State Law Examination

2004-08-19

Other Names

John Tuturice
John Baptiste Tuturice
John Tuturice

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