Susan Diane Gabor

Employer firm

Financial Planning Hawaii, Inc. CRD 153930

$382M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 06/2022
  Ameriprise Financial Services, Inc.
  Center Valley, PA
• 06/2023 → 10/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2023 → 10/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2022 → 05/2023
  Unemployed
  Saylorsburg, PA
• 10/2023 → 12/2025
  J.W. Cole Advisors, Inc
  Tampa, FL
• 10/2023 → 12/2025
  J.W. Cole Financial, Inc.
  Tampa, FL
• 10/2023 → Present
  Financial Planning Hawaii, Inc.
  Honolulu, HI

Previous Registrations

• 2023-10-13 → 2025-12-31
  J. W. Cole Advisors, Inc.
  Honolulu, HI
  Saylorsburg, PA
  Tampa, FL
• 2023-06-16 → 2023-10-12
  Cambridge Investment Research Advisors, Inc.
  Saylorsburg, PA
  Fort Lauderdale, FL
• 2002-10-30 → 2022-07-11
  Ameriprise Financial Services, Llc
  Center Valley, PA
  Allentown, PA

Exams

• S66 Uniform Combined State Law Examination
  2002-10-29
• S63 Uniform Securities Agent State Law Examination
  2000-01-21

Designations

• Certified Financial Planner

Other Names

• Susan Diane Pearson