James Alan Steigerwald

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → 07/2017
  Wells Fargo Advisors
  Miami, FL
• 07/2017 → Present
  Raymond James Financial Services, Inc.
  Miami, FL
• 07/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Miami, FL
• 06/2017 → 07/2020
  Noisom And Steigerwald Wealth Services
  Miami, FL
• 08/2017 → Present
  Jas Capital Llc
  Miami, FL

Previous Registrations

• 2005-02-23 → 2017-07-13
  Wells Fargo Clearing Services, Llc
  Orlando, FL
  Key Biscayne, FL
  Miami, FL
  Coral Gables, FL
  Miami, FL
  Coral Gables, FL

Other Businesses

(1)Name of Business: JAS Capital LLC Address: 8950 SW 74th Ct Ste 2242, Miami, FL, 33156, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/23/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Receive pay deposit from RJFS that will flow from my personal RJFS account to this business account (RJFS acct number 423W5066).

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-21
• S63 Uniform Securities Agent State Law Examination
  1999-12-17