Mark Christopher Ramsey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 10/2020
  Lpl Financial
  Boston, MA
• 10/2020 → 07/2023
  Sanford C. Bernstein & Co., Llc
  Nashville, TN
• 07/2023 → Present
  Lpl Financial Llc
  Middleton, MA

Previous Registrations

• 2012-08-13 → 2020-10-28
  Lpl Financial Llc
  Boston, MA
• 2008-01-10 → 2011-04-19
  Lpl Financial Llc
  Boston, MA
• 2007-05-11 → 2007-12-07
  Bofa Advisors, Llc
  Boston, MA

Other Businesses

1) 05/2023 - KEM STRATEGIC PARTNERS, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 05/2023 - Non-Variable Insurance / Investment Related / MIDDLETON, MA - Start date 06/06/2023 - 4 Hrs per month 3) 05/2023 - rental property / Real Estate Rental / Investment Related / 01930, MA / Start date 06/01/2018 4) 10/05/2023 - Ramsey Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 160 Hours Per Month/ 9 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-05-10
• S63 Uniform Securities Agent State Law Examination
  2006-06-24

Other Names

• Mark C Ramsey
• Mark C Ramsey