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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-05 |
| OH | RA | APPROVED | 2019-10-18 |
Branch Locations
800 Yard Street Suite #225, Columbus - Grandview Heights, OH 43212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Columbus | OH | 04/2012 | Present |
| Fifth Third Securities | Columbus | OH | 07/2012 | 11/2017 |
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 11/2017 | Present |
| Robert W. Baird & Co. Incorporated | Columbus | OH | 10/2019 | Present |
3) 4204 Plainville LLC 1/3 owner of rental property left by deceased father, not investment related, 4204 Plainville Road, Cincinnati, OH 45227, start date 04/04/2019, 1 hr/mo, 0 hrs/mo trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-24 |
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