Mark Alan Lieser

Robert W. Baird & Co. Incorporated

Columbus - Grandview Heights, OH

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Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-10-18
TX	RA	APPROVED	2019-10-18

OH RA
APPROVED

Since 2019-10-18
TX RA
APPROVED

Since 2019-10-18

Branch Locations

800 Yard Street Suite #225, Columbus - Grandview Heights, OH 43212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Columbus	OH	04/2007	11/2016
Jjb Hilliard Wl Lyons Llc	Grandview Heights	OH	11/2016	Present
Robert W. Baird & Co. Incorporated	Grandview Heights	OH	10/2019	Present

04/2007 → 11/2016

Fifth Third Securities

Columbus, OH
11/2016 → Present

Jjb Hilliard Wl Lyons Llc

Grandview Heights, OH
10/2019 → Present

Robert W. Baird & Co. Incorporated

Grandview Heights, OH

Previous Registrations

2016-11-04 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Grandview Heights, OH
2007-04-27 → 2016-11-16

Fifth Third Securities, Inc.

Columbus, OH

New Albany, OH
2006-03-08 → 2007-04-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Columbus, OH
2003-04-08 → 2006-03-08

Advest, Inc.

Dublin, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-04-14
S63	Uniform Securities Agent State Law Examination	1999-09-23

S65 Uniform Investment Adviser Law Examination

2000-04-14
S63 Uniform Securities Agent State Law Examination

1999-09-23

View on SEC IAPD

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