Mark Francis Poslajko

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2013-07-22

AL RA
APPROVED

Since 2013-07-22

Branch Locations

Huntsville, AL • United States

600 Boulevard South Ste 104, Huntsville, AL 35802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Huntsville	AL	07/2013	Present

07/2013 → Present

Lpl Financial

Huntsville, AL

Previous Registrations

2011-09-02 → 2013-07-08

Ameriprise Financial Services, Llc

Huntsville, AL
2009-06-01 → 2011-09-20

Morgan Stanley

Huntsville, AL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Huntsville, AL
2004-07-29 → 2007-04-02

Morgan Stanley Dw Inc.

Huntsville, AL

Huntsville, AL

Other Businesses

1. 09/20/2023 - O'Reilly Auto Parts - Other - Employment with O'Reilly Auto - Parts Supply Specialist - Not Investment Related - Huntsville, AL - Start Date 01/24/2023 - 160 Hours Per Month/ 19 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-28

S66 Uniform Combined State Law Examination

2004-07-28

View on SEC IAPD