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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wilmington | NC | 08/2011 | Present |
(1) 11/13/2012 - DBA ONLY - EASTWOOD WEALTH MANAGEMENT - WILMINGTON, NC (2) 09/16/2013 - SALES - I PLAY THE GUITAR DOWN AT A RESTAURANT AT THE BEACH ON FRIDAY NIGHTS. THEY DO NOT PAY ME AND IT'S JUST SOMETHING FUN THAT I DO. I WOULD LIKE TO SELL SOME MERCHANDISE (TSHIRTS, CDS, STICKERS, ETC). - 5% OF TIME SPENT (3) 6/20/2018 - A Pineapple Life - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date:06/01/2018 - 1 Hours Per Month/0 Hours During Trading. (4) 6/23/2021 - Eastwood Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/22/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-03 |
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