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Timothy Warren Evans

LPl Financial LLC

Wilmington, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-08-19
  • NC RA
    APPROVED
    Since 2011-08-19

Branch Locations

1213 Culbreth Dr, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wilmington NC 08/2011 Present
Previous Registrations
  • 2009-01-02 → 2011-08-22
    Wilmington, NC
  • 2005-02-03 → 2009-01-02
    Raymond James Financial Services, Inc.
    Lexington, NC
    Greensboro, NC
    Wilmington, NC
    Wilmington, NC
  • 2003-02-18 → 2005-02-03
    Uvest Financial Services Group, Inc.
    Wilmington, NC
Other Businesses

(1) 11/13/2012 - DBA ONLY - EASTWOOD WEALTH MANAGEMENT - WILMINGTON, NC (2) 09/16/2013 - SALES - I PLAY THE GUITAR DOWN AT A RESTAURANT AT THE BEACH ON FRIDAY NIGHTS. THEY DO NOT PAY ME AND IT'S JUST SOMETHING FUN THAT I DO. I WOULD LIKE TO SELL SOME MERCHANDISE (TSHIRTS, CDS, STICKERS, ETC). - 5% OF TIME SPENT (3) 6/20/2018 - A Pineapple Life - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date:06/01/2018 - 1 Hours Per Month/0 Hours During Trading. (4) 6/23/2021 - Eastwood Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/22/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-13
S63 Uniform Securities Agent State Law Examination 2000-04-03
  • S65 Uniform Investment Adviser Law Examination
    2003-02-13
  • S63 Uniform Securities Agent State Law Examination
    2000-04-03
Other Names
  • Timothy Warren Evans
  • Tim Warren Evans
  • Timothy Warren Evans, Cfp Cltc

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