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254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Woodland Hills | CA | 11/2015 | Present |
| Golden State Wealth Management, Llc | Woodland Hills | CA | 06/2016 | Present |
1. 11/2/2015 - Golden State Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/2015 - 40 Hours Per Month - Time Spent 100%. 2. 11/2/2015 - Companion Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/1/2015 - 50 Hours Per Month - Time Spent 100%. 3. 11/3/2015 - Golden State Wealth Management, LLC - DBA: Companion Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/30/2015 - 50 Hours Per Month/12 Hours During Securities Trading - Time Spent 100%. 4. 11/3/2015 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/2015.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-28 |
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