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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-09
IL RA APPROVED 2023-08-25
WI RA APPROVED 2023-08-25
  • TX RA
    APPROVED_RES
    Since 2026-04-09
  • IL RA
    APPROVED
    Since 2023-08-25
  • WI RA
    APPROVED
    Since 2023-08-25

Branch Locations

101 E. Grand Avenue, Port Washington, WI 53074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Capital Inc Denver CO 12/2007 08/2023
Raymond James Financial Services, Inc. Port Washington WI 08/2023 Present
Raymond James Financial Services Advisors, Inc. Port Washington WI 08/2023 Present
Previous Registrations
  • 2009-09-22 → 2011-05-23
    Transamerica Investment Management, Llc
    Fredonia, WI
  • 2006-02-16 → 2007-12-10
    Milwaukee, WI
Other Businesses

(1) Name of Business: Black Bridge Financial Services Address: 101 E. Grand Ave., suite 16, Port Washington, WI, 53074, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/31/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I will manage and run the branch with help of supervisory solutions. The target date for me to separate with ClearTrack in 8-3-26 and will work under BBFS name on 8-3-26 (2) Name of Business: ClearTrack Financial Advisors Address: 101 E. Grand Avenue, Port Washington, WI, 53074, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/31/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 15% owner and Financial Advisor at ClearTrack

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-21
S66 Uniform Combined State Law Examination 2005-12-01
  • S65 Uniform Investment Adviser Law Examination
    2023-08-21
  • S66 Uniform Combined State Law Examination
    2005-12-01

View on SEC IAPD

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