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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-05-15
TX RA APPROVED_RES 2025-05-15
  • MI RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-05-15

Branch Locations

1509 36Th St. Sw, Wyoming, MI 49509 • United States

1030 Four Mile Rd. Nw, Grand Rapids, MI 49544 • United States

4510 S. Pennsylvania Avenue, Lansing, MI 48910 • United States

2058 Celebration Dr. Ne, Grand Rapids, MI 49525 • United States

641 44Th Street Se, Grand Rapids, MI 49548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dfcu Financial Grand Rapids MI 05/2015 Present
Cuso Financial Services, Lp San Diego CA 05/2015 05/2025
Lpl Financial Llc Wyoming MI 05/2025 Present
  • 05/2015 → Present
    Dfcu Financial
    Grand Rapids, MI
  • 05/2015 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Wyoming, MI
Previous Registrations
  • 2015-05-04 → 2025-05-15
    Cuso Financial Services, L.P.
    Grand Rapids, MI
    Wyoming, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Lansing, MI
  • 2012-10-01 → 2015-04-29
    Grand Rapids, MI
    Grand Rapids, MI
    Lowell, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Lowell, MI
  • 2012-01-11 → 2012-10-01
    Chase Investment Services Corp.
    Grand Rapids, MI
    Lowell, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
Other Businesses

1 - 05/2025 - DFCU Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-21
S63 Uniform Securities Agent State Law Examination 2004-07-12
  • S66 Uniform Combined State Law Examination
    2011-12-21
  • S63 Uniform Securities Agent State Law Examination
    2004-07-12

View on SEC IAPD

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