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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-09-15
MN RA APPROVED 2016-12-05
TX RA APPROVED 2016-12-05
  • MD RA
    APPROVED
    Since 2021-09-15
  • MN RA
    APPROVED
    Since 2016-12-05
  • TX RA
    APPROVED
    Since 2016-12-05

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Buffalo, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Minneapolis MN 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-05
S63 Uniform Securities Agent State Law Examination 2000-08-07
  • S65 Uniform Investment Adviser Law Examination
    2016-12-05
  • S63 Uniform Securities Agent State Law Examination
    2000-08-07

View on SEC IAPD

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