Inactive

Ramona K Mockoviak

Chevy Chase Trust Company

Claim This Profile

Current Employers

Chevy Chase Trust Company

7501 Wisconsin Avenue 15Th Floor, Bethesda, MD 20814 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-10-24
MD	RA	APPROVED	2022-09-09
VA	RA	APPROVED	2022-09-09

DC RA
APPROVED

Since 2022-10-24
MD RA
APPROVED

Since 2022-09-09
VA RA
APPROVED

Since 2022-09-09

Branch Locations

7501 Wisconsin Avenue 15Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mclean	VA	10/2009	04/2022
Chevy Chase Trust Company	Bethesda	MD	05/2022	Present

10/2009 → 04/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mclean, VA
05/2022 → Present

Chevy Chase Trust Company

Bethesda, MD

Previous Registrations

2009-10-23 → 2022-05-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mclean, VA
2009-01-26 → 2009-10-23

Banc Of America Investment Services, Inc.

Mclean, VA
2004-07-06 → 2008-11-17

Bb&T Investment Services, Inc.

Falls Church, VA

Charlotte, NC

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-02

S66 Uniform Combined State Law Examination

2004-07-02

Other Names

Ramona Wilson Rodriguez
Ramona Kaye Rodriguez

View on SEC IAPD

Other Firms

BLUE SPARROW FUNDS GP LLC

KALAMATA ASSET MANAGEMENT LLC

GLASSY MOUNTAIN ADVISORS, INC.

NOORDZEE CAPITAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

HIGHTOWER ADVISORS, LLC

GOLDEN WEALTH STRATEGIES

Other Investors

Brian Craig Luts

DAVID MICHAEL GREENLEIGH

JAMIE LYNN BIGSBY

Brian Hawthorne-Codato

William K McCaffrey

ALEXANDER SIDNEY JOHANNES LEVY

FREDERICK THOMAS TURNER

Other Offices

LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

More in Bethesda, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor