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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-17
TX RA APPROVED_RES 2024-02-28
  • FL RA
    APPROVED
    Since 2025-01-17
  • TX RA
    APPROVED_RES
    Since 2024-02-28

Branch Locations

76 S Laura St, Jacksonville, FL 32202 • United States

305 Palm Coast Parkway Sw, Palm Coast, FL 32137 • United States

1040 Internat. Speedway Blvd., Daytona Beach, FL 32114 • United States

1301 W Granada Blvd, Ormond Beach, FL 32174 • United States

2550 Moody Blvd, Palm Coast, FL 32136 • United States

960 Saxon Blvd, Orange City, FL 32763 • United States

750 Dunlawton Ave, Port Orange, FL 32129 • United States

1517 N Woodland Blvd, Deland, FL 32720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Palm Coast FL 10/2013 Present
Space Coast Credit Union Daytona Beach FL 10/2013 08/2019
  • 10/2013 → Present
    Palm Coast, FL
  • 10/2013 → 08/2019
    Space Coast Credit Union
    Daytona Beach, FL
Previous Registrations
  • 2012-03-06 → 2013-10-22
    Palm Beach Gardens, FL
    Port Orange, FL
    Port Orange, FL
    Daytona Beach, FL
    New Smyrna Beach, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Port Orange, FL
  • 2009-10-23 → 2012-02-16
    Ormond Beach, FL
    Daytona Beach, FL
    Daytona Beach, FL
    Jacksonville, FL
  • 2007-03-19 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Daytona Beach, FL
    Ormond Beach, FL
  • 2004-07-07 → 2007-03-26
    Ormond Beach, FL
    Ormond Beach, FL
Other Businesses

1. 10/10/2019 - Vystar Credit Union - DBA: Vystar Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2019 - 20 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-03
S63 Uniform Securities Agent State Law Examination 2004-06-26
  • S65 Uniform Investment Adviser Law Examination
    2004-07-03
  • S63 Uniform Securities Agent State Law Examination
    2004-06-26

View on SEC IAPD

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