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CRD 4798052
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED_RES | 2024-02-28 |
Branch Locations
76 S Laura St, Jacksonville, FL 32202 • United States
305 Palm Coast Parkway Sw, Palm Coast, FL 32137 • United States
1040 Internat. Speedway Blvd., Daytona Beach, FL 32114 • United States
1301 W Granada Blvd, Ormond Beach, FL 32174 • United States
2550 Moody Blvd, Palm Coast, FL 32136 • United States
960 Saxon Blvd, Orange City, FL 32763 • United States
750 Dunlawton Ave, Port Orange, FL 32129 • United States
1517 N Woodland Blvd, Deland, FL 32720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Palm Coast | FL | 10/2013 | Present |
| Space Coast Credit Union | Daytona Beach | FL | 10/2013 | 08/2019 |
1. 10/10/2019 - Vystar Credit Union - DBA: Vystar Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2019 - 20 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-26 |
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