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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-10-16 |
Branch Locations
4010 Dupont Circle Suite 573, Louisville, KY 40207 • United States
3250 Blazer Pkwy Suite 100, Lexington, KY 40509 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Lexington | KY | 05/2004 | 05/2017 |
| Mml Investors Services, Llc | Lexington | KY | 03/2017 | 05/2017 |
| Park Avenue Securities, Llc | Louisville | KY | 06/2017 | Present |
| Guardian Life Insurance | Lexington | KY | 06/2017 | Present |
| Spectrum Financial Alliance | Nicholasville | KY | 07/2018 | 03/2024 |
| Foundations Investment Advisors | Phoenix | AZ | 10/2024 | Present |
LIFE INSURANCE BROKER; OFFER INSURANCE SOLUTIONS TO CLIENTS; INDEPENDENT AGENT; NOT INVESTMENT RELATED;START DATE:07/2018; 5 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-08 |
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