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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-02-17 |
| CT | RA | APPROVED | 2004-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 04/2004 | Present |
| Bank Of America,Na | Stamford | CT | 09/2009 | Present |
I*2600294, Entity Type: , Name of OBA: Estate of C D M, Address: Darien, Connecticut, 06820, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 07/07/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2797293 Entity Type: For Profit Name of OBA: NEIRAD SOUTH, LLC Address:Darien Connecticut Investment Related:No Position, Title, Association:General Partner/Managing Member Start Date:08/25/2025 No Hours: 1 Monthly No Hours during trading:0 Duties:all responsibilities of owning a condo
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-23 |
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