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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-12
  • MI RA
    APPROVED
    Since 2010-05-12

Branch Locations

777 E Eisenhower Pkwy, Ann Arbor, MI 48108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ann Arbor MI 05/2004 Present
Bank Of America, Na Ann Arbor MI 12/2009 Present
Other Businesses

I AM THE SOLE PROPRIETOR OF RJS CONSULTING. THIS WAS A BUSINESS STARTED LAST YEAR AS A MANUFACTURING CONSULTING FIRM. I AM NO LONGER IN THIS BUSINESS AND IT WAS SET UP SOLELY TO SERVICE A CONTRACT I HAD WITH BORG WARNER AUTOMOTIVE THAT LASTED FROM 06/2003 TO 01/2004.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-09
  • S66 Uniform Combined State Law Examination
    2004-08-09
Other Names
  • Thomas Ogar

View on SEC IAPD

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