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CRD 4797278
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
489 Neptune Avenue, Brooklyn, NY 11224 • United States
63-72 108Th St, Forest Hills, NY 11375 • United States
110 Seventh Avenue, Brooklyn, NY 11215 • United States
101 Church Ave, Brooklyn, NY 11218 • United States
1401 Avenue M, Brooklyn, NY 11230 • United States
5220 13Th Ave, Brooklyn, NY 11219 • United States
1550 Flatbush Avenue, Brooklyn, NY 11210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brooklyn | NY | 01/2015 | Present |
| Webster Bank | Brooklyn | NY | 09/2021 | Present |
1. 7/3/2018 - Paramount - Not Investment Related - Brooklyn, NY - Outside/W-2 Employment - Start Date:06/25/2018 - 120 Hours Per Month/0 Hours During Trading. 2. 09/03/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date: 09/03/2021. 3. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-11-30 |
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