Best Investors Account Sign in
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-03-24
  • OH RA
    APPROVED
    Since 2020-03-24

Branch Locations

6650 East Walnut Street, New Albany, OH 43054 • United States

Lewis Center, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Performance Matrix Indianapolis IN 11/2015 08/2018
American United Life Indianapolis IN 11/2017 01/2018
Oneamerica Securities Indianapolis IN 11/2017 01/2018
Lpl Financial Llc Indianapolis IN 01/2018 04/2018
Td Ameritrade (Crd#7870) Eau Claire WI 07/2018 04/2019
Beacon Hill Technologies Indianapolis IN 07/2019 11/2019
Relocating To Indiana Indianapolis IN 03/2019 07/2019
Td Ameritrade, Inc. Eau Claire WI 07/2018 03/2019
Thrivent Financial Appleton WI 11/2019 Present
Performance Matrix Indianapolis IN 11/2015 10/2017
One America Securities Indianapolis IN 11/2017 01/2018
Lpl, Inc. Indianapolis IN 01/2018 03/2018
Unemployed Indianapolis IN 04/2018 06/2018
Thrivent Investment Management Inc New Albany OH 03/2020 Present
  • 11/2015 → 08/2018
    Performance Matrix
    Indianapolis, IN
  • 11/2017 → 01/2018
    American United Life
    Indianapolis, IN
  • 11/2017 → 01/2018
    Oneamerica Securities
    Indianapolis, IN
  • 01/2018 → 04/2018
    Indianapolis, IN
  • 07/2018 → 04/2019
    Td Ameritrade (Crd#7870)
    Eau Claire, WI
  • 07/2019 → 11/2019
    Beacon Hill Technologies
    Indianapolis, IN
  • 03/2019 → 07/2019
    Relocating To Indiana
    Indianapolis, IN
  • 07/2018 → 03/2019
    Td Ameritrade, Inc.
    Eau Claire, WI
  • 11/2019 → Present
    Thrivent Financial
    Appleton, WI
  • 11/2015 → 10/2017
    Performance Matrix
    Indianapolis, IN
  • 11/2017 → 01/2018
    One America Securities
    Indianapolis, IN
  • 01/2018 → 03/2018
    Lpl, Inc.
    Indianapolis, IN
  • 04/2018 → 06/2018
    Unemployed
    Indianapolis, IN
  • 03/2020 → Present
    New Albany, OH
Previous Registrations
  • 2018-08-20 → 2019-04-04
    Td Ameritrade, Inc.
    Eau Claire, WI
  • 2018-08-20 → 2019-04-04
    Td Ameritrade Investment Management, Llc
    Eau Claire, WI
  • 2018-01-08 → 2018-03-12
    Indiapolis, IN
    Fort Mill, SC
  • 2017-11-14 → 2018-01-09
    Indianapolis, IN
  • 2013-10-31 → 2015-11-18
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenwood, IN
  • 2013-02-13 → 2013-11-06
    Franklin, IN
  • 2012-04-18 → 2012-07-18
    M&I Financial Advisors, Inc
    Indianapolis, IN
    Indianapolis, IN
  • 2010-07-14 → 2012-04-18
    M&I Investment Management Corp.
    Milwaukee, WI
  • 2007-03-05 → 2010-06-21
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-28
S63 Uniform Securities Agent State Law Examination 2004-08-04
  • S66 Uniform Combined State Law Examination
    2007-02-28
  • S63 Uniform Securities Agent State Law Examination
    2004-08-04
Other Names
  • Lisa Faith Swaim
  • Lisa Faith Swaim-Diehl
  • Lisa Faith Diehl
  • Lisa Faith Diehl
  • Lisa Faith Swaim-Diehl
  • Lisa Faith Bonner
  • Lisa Faith Diehl
  • Lisa Faith Swaim
  • Lisa Faith Swaim-Diehl
  • Lisa Bonner

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Albany, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor