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Erin Rainwater

Commonwealth Financial Network

Waltham, MA

Groton, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-04-24
  • MA RA
    APPROVED
    Since 2024-04-24

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Groton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2007 10/2023
Fidelity Investments Merrimack NH 10/2023 04/2024
Commonwealth Financial Network Waltham MA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-03
S63 Uniform Securities Agent State Law Examination 2004-10-15
  • S66 Uniform Combined State Law Examination
    2009-08-03
  • S63 Uniform Securities Agent State Law Examination
    2004-10-15
Other Names
  • Erin Murphy
  • Erin Kathleen Murphy
  • Erin Kathleen Rainwater
  • Erin Rainwater

View on SEC IAPD

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