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Lindsay Erin Sabel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-01-26
  • CT RA
    APPROVED
    Since 2024-01-26

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Securities Llc New York NY 12/2014 10/2017
Unemployed New Fairfield CT 10/2017 03/2018
Wells Fargosecurities Llc New York NY 03/2018 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 10/2023 Present
Unemployed New Fairfield CT 09/2022 10/2023
Bank Of America N.A. Stamford CT 10/2023 Present
  • 12/2014 → 10/2017
    Ubs Securities Llc
    New York, NY
  • 10/2017 → 03/2018
    Unemployed
    New Fairfield, CT
  • 03/2018 → 08/2022
    Wells Fargosecurities Llc
    New York, NY
  • 10/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Stamford, CT
  • 09/2022 → 10/2023
    Unemployed
    New Fairfield, CT
  • 10/2023 → Present
    Bank Of America N.A.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-25
S63 Uniform Securities Agent State Law Examination 2005-09-22
  • S66 Uniform Combined State Law Examination
    2024-01-25
  • S63 Uniform Securities Agent State Law Examination
    2005-09-22
Other Names
  • Lindsay E Bamford
  • Lindsay Erin Sabel
  • Lindsay Sabel
  • Lindsay E Sabel

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
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