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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Dallas | TX | 11/2005 | 02/2018 |
| Td Ameritrade, Inc. | Dallas | TX | 02/2018 | 07/2019 |
| Td Ameritrade Investment Management, Llc | Dallas | TX | 02/2018 | 07/2019 |
| Scottrade Investment Management | Dallas | TX | 01/2017 | 02/2018 |
| Jp Morgan Securities, Llc | Forney | TX | 07/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Forney | TX | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-08 |
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