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Christine Danyell Caldwell

Wells Fargo Clearing Services, LLC

Jacksonville, FL

Jacksonville, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-11-01
  • FL RA
    APPROVED
    Since 2011-11-01

Branch Locations

460 State Road 13, Jacksonville, FL 32259 • United States

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jacksonville FL 10/2011 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 Present
Previous Registrations
  • 2008-06-03 → 2011-10-25
    Morgan Keegan & Company, Llc
    Jacksonville, FL
  • 2006-09-19 → 2007-02-28
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
  • 2005-08-05 → 2006-08-30
    Amsouth Investment Management Company Llc
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-01
  • S66 Uniform Combined State Law Examination
    2004-12-01
Other Names
  • Christine D Caldwell
  • Christie D Barnard
  • Christie D Caldwell

View on SEC IAPD

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