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Thomasina M Quesinberry

Cetera Investment Advisers LLC

Washington Court House, OH

CRD 4796415

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

Washington Court House, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Advisors Overland Park KS 02/2012 Present
Cetera Advisors Llc St Cloud MN 05/2004 01/2021
Cetera Advisors Llc St Cloud MN 01/2021 Present
Flickinger Legal Group, Llc Columbus OH 09/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 02/2012 → Present
    Prosperity Advisors
    Overland Park, KS
  • 05/2004 → 01/2021
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2021 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 09/2021 → Present
    Flickinger Legal Group, Llc
    Columbus, OH
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTEREDLOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE:12/2020 ; POSITION/TITLE/RELATIONSHIP: COMPLIANCE ASSOCIATE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ASSIST IN SUPERVISION. DOCUPACE PRESCREEN. ANNUITY CORRESPONDENCE. GIFT LOG MONITORING ; (2) NAME OF OTHER BUSINESS: PURRFECT COMPANION CAT RESOURCE CENTER ; INVESTMENT RELATED: NO ; ADDRESS: 80 N. MULBERRY, CHILLI NATURE OF BUSINESS: NON-PROFIT ; START DATE: 01/2007 ; POSITION/TITLE/RELATIONSHIP: SECRETARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: TAKE NOTES AND VOLUNTEER FOR THE PROGRAMS ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-29
  • S66 Uniform Combined State Law Examination
    2022-03-29
Other Names
  • Thomasina Michele Quesinberry
  • Tomi Quesinberry
  • Thomasina M Campbell
  • Thomasina M Wolfe
  • Tomi Wolfe
  • Tomi Campbell
  • Michele Quesinberry

View on SEC IAPD

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