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Christie A. Keenan

J.P. Morgan Securities LLC

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-14
TX RA APPROVED 2023-11-14
  • NC RA
    APPROVED
    Since 2023-11-14
  • TX RA
    APPROVED
    Since 2023-11-14

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 07/2010 10/2021
Jpmorgan Chase Bank Na Chicago IL 11/2016 10/2021
Jpmorgan Chase Bank, N.A. Charlotte NC 10/2021 Present
J.P. Morgan Securities Llc Charlotte NC 10/2021 Present
  • 07/2010 → 10/2021
    Jpmorgan Securities Llc
    Chicago, IL
  • 11/2016 → 10/2021
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
  • 10/2021 → Present
    J.P. Morgan Securities Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-13
S63 Uniform Securities Agent State Law Examination 2010-08-18
  • S65 Uniform Investment Adviser Law Examination
    2023-11-13
  • S63 Uniform Securities Agent State Law Examination
    2010-08-18
Other Names
  • Christie Anne Keenan

View on SEC IAPD

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