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Hector Ortiz

Orion Portfolio Solutions, LLC

Omaha, NE

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Current Employers
Orion Portfolio Solutions, Llc

17605 Wright St, Omaha, NE 68130 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-01-17
  • NE RA
    APPROVED
    Since 2023-01-17

Branch Locations

17605 Wright St, Omaha, NE 68130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc. Malvern PA 01/2005 10/2017
Td Ameritrade Omaha NE 10/2017 08/2020
Orion Portfolio Solutions, Llc Omaha NE 08/2020 Present
Brinker Capital Securities Llc Brewyn PA 11/2021 Present
  • 01/2005 → 10/2017
    The Vanguard Group Inc.
    Malvern, PA
  • 10/2017 → 08/2020
    Td Ameritrade
    Omaha, NE
  • 08/2020 → Present
    Orion Portfolio Solutions, Llc
    Omaha, NE
  • 11/2021 → Present
    Brinker Capital Securities Llc
    Brewyn, PA
Previous Registrations
  • 2021-04-07 → 2023-01-06
    Orion Portfolio Solutions, Llc
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-02
S63 Uniform Securities Agent State Law Examination 2004-07-22
  • S65 Uniform Investment Adviser Law Examination
    2021-04-02
  • S63 Uniform Securities Agent State Law Examination
    2004-07-22
Other Names
  • Hector Ortiz

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
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