Wai Man Chan

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-08-03

CA RA
APPROVED

Since 2015-08-03

Branch Locations

39650 Liberty St Suite 200, Fremont, CA 94538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Co.	San Francisco	CA	05/2004	Present
Nylife Securities	San Francisco	CA	08/2004	Present
Eagle Strategies Llc	Fremont	CA	07/2015	Present

05/2004 → Present

New York Life Insurance Co.

San Francisco, CA
08/2004 → Present

Nylife Securities

San Francisco, CA
07/2015 → Present

Eagle Strategies Llc

Fremont, CA

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1566 JUPITER DR MILPITAS CA; COMMISSION; 32 HOURS PER MONTH; INVESTMENT RELATED; START DATE 2/2014]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-04-13

S63 Uniform Securities Agent State Law Examination

2005-04-13

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Wai Man Chan

View on SEC IAPD