Nicholas George Fieldson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-03
TX	RA	APPROVED_RES	2016-01-14

CA RA
APPROVED

Since 2025-02-03
TX RA
APPROVED_RES

Since 2016-01-14

Branch Locations

20650 W Roosevelt St Ste 108, Buckeye, AZ 85326 • United States

503 W Van Buren St, Avondale, AZ 85323-1328 • United States

13708 W. Glendale Ave, Glendale, AZ 85307 • United States

6777 W Cactus, Peoria, AZ 85381 • United States

1672 E. Cottonwood St Ste C., Cottonwood, AZ 86326 • United States

16765 N Litchfield Rd, Surprise, AZ 85374 • United States

10150 W Desert River Blvd, Glendale, AZ 85307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Credit Union West	Glendale	AZ	10/2008	Present
Lpl Financial Llc	Peoria	AZ	09/2010	Present

10/2008 → Present

Credit Union West

Glendale, AZ
09/2010 → Present

Lpl Financial Llc

Peoria, AZ

Other Businesses

1. 03/15/2019 - No business name - Not investment related - Southwestern United States - Musician - start date:03/13/2019 - 5 hrs/mo - 0 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-27
S63	Uniform Securities Agent State Law Examination	2004-09-14

S66 Uniform Combined State Law Examination

2011-05-27
S63 Uniform Securities Agent State Law Examination

2004-09-14