Tobin John Mergenthaler

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  New York Life Insurance Company
  Annapolis, MD
• 04/2011 → Present
  Nylife Securities Llc
  Annapolis, MD
• 06/2015 → Present
  Eagle Strategies Llc
  Annapolis, MD

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 10/2007; 389 DEALE RD BUILDING 13 STE C TRACYS LANDING MD 20779 ]

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-29
• S63 Uniform Securities Agent State Law Examination
  2012-12-06