Brian David Pelczarski

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-05-13

MA RA
APPROVED

Since 2021-05-13

Branch Locations

1 Mercantile St Ste 530, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Worcester	MA	07/2016	05/2021
Lpl Financial, Llc	Worcester	MA	05/2021	Present

07/2016 → 05/2021

Voya Financial Advisors

Worcester, MA
05/2021 → Present

Lpl Financial, Llc

Worcester, MA

Previous Registrations

2016-07-12 → 2021-05-20

Voya Financial Advisors, Inc.

Worcester, MA

Braintree, MA

Malden, MA

Danvers, MA
2009-04-23 → 2016-07-23

Investors Capital Corp.

Worcester, MA

Lynnfield, MA

Lynnfield, MA

Lynnfield, MA

Lynnfield, MA

Lynnfield, MA

Other Businesses

1. 05/10/2021 - DBA for LPL Business (entity for LPL business) - NORTH POINTE WEALTH MANAGEMENT - Investment Related - Worcester, MA 2. 10/24/2022 - Oxford Life Ins Comp - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 09/21/2022 - 1 Hour Per Month/1 Hour During Securities Trading. 3. 12/11/2025 - COMMONWEALTH CONSULTING GROUP LLC - Other - Business Owner - Not Investment Related - Millbury, MA - Start Date 04/01/2010 - 40 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-12

S66 Uniform Combined State Law Examination

2009-03-12

View on SEC IAPD