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Fiona Wing Chee Walker

Raymond James & Associates, Inc.

Orlando, FL

Winter Park, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-21
  • FL RA
    APPROVED
    Since 2020-01-21

Branch Locations

301 East Pine Street Suite 1100, Orlando, FL 32801 • United States

Winter Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Orlando FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 01/2020
Raymond James & Associates, Inc. Orlando FL 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-20
S63 Uniform Securities Agent State Law Examination 2007-07-30
  • S65 Uniform Investment Adviser Law Examination
    2007-10-20
  • S63 Uniform Securities Agent State Law Examination
    2007-07-30
Other Names
  • Fionna Wong
  • Fiona Walker
  • Fionna Walker
  • Fiona Wing Chee Wong

View on SEC IAPD

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