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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-11-10
NJ RA APPROVED 2006-04-19
TX RA APPROVED 2006-02-24
  • PA RA
    APPROVED
    Since 2010-11-10
  • NJ RA
    APPROVED
    Since 2006-04-19
  • TX RA
    APPROVED
    Since 2006-02-24

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2004 Present
Other Businesses

PENNSYLVANIA SPORTS SERVICES NON-INVESTMENT RELATED ADDRESS: 1020 PATTISON AVE PHILADELPHIA, PA 19145 NATURE: CONCESSION SALES AT NFL FOOTBALL GAMES POSITION/TITLE: BEER VENDOR START DATE: 06/2003 HRS/MONTH: 7 (DURING FOOTBALL SEASON) O HOURS DURING SECURITIES TRADING HOURS DUTIES: I SELL BEER IN THE STANDS AT LINCOLN FINANCIAL FIELD DURING SPORTING EVENTS AT THE STADIUM, USUALLY EAGLES GAMES. 2.) 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: ARAMARK 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 1101 MARKET STREET, PHILADELPHIA, PENNSYLVANIA 19107 5.NATURE OF BUSINESS: CORPORATION, 7.POSITION, TITLE, ASSOCIATION: PART-TIME, 8.START DATE OF RELATIONSHIP: 4/5/2013 9.NUMBER OF HOURS DEVOTED: 150 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: I AM A BEER VENDOR AT CITIZENS BANK PARK AND LINCOLN FINANCIAL FIELD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-23
  • S66 Uniform Combined State Law Examination
    2006-02-23

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