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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-27
NY RA APPROVED 2022-07-15
TX RA APPROVED 2020-12-07
  • FL RA
    APPROVED
    Since 2022-10-27
  • NY RA
    APPROVED
    Since 2022-07-15
  • TX RA
    APPROVED
    Since 2020-12-07

Branch Locations

333 Se 2Nd Ave 23Rd Fl [D1-Rbo], Miami, FL 33131 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 02/2013 05/2019
Wells Fargo Clearing Services, Llc. New York NY 12/2020 Present
Charney Management Llc New York NY 06/2019 12/2019
Unemployed New York NY 01/2020 12/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15

View on SEC IAPD

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