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Current Employers
Global Assets Advisory, Llc

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-10
  • CA RA
    APPROVED
    Since 2025-04-10

Branch Locations

21151 S Western Ave #110, Torrance, CA 90501 • United States

International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-13
  • CA RA
    APPROVED
    Since 2023-06-13

Branch Locations

21151 S. Western Ave, #110, Torrance, CA 90501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Torrance CA 01/2013 12/2018
Raymond James Financial Services Advisors, Inc Torrance CA 02/2013 12/2018
Ikeda Financial Torrance CA 04/2018 04/2018
Western International Securities, Inc. Pasadena CA 12/2018 06/2023
International Assets Investment Management, Llc Torrence CA 06/2023 Present
International Assets Advisory Torrence CA 06/2024 Present
Global Assets Advisory, Llc Torrence CA 04/2025 Present
Previous Registrations
  • 2018-12-20 → 2023-06-29
    Western International Securities, Inc.
    Torrance, CA
    Crystal Bay, NV
    Torrance, CA
  • 2013-02-08 → 2018-12-20
    Newport Beach, CA
    Torrance, CA
    Torrance, CA
  • 2008-04-28 → 2013-01-28
    Palm Desert, CA
    Los Angeles, CA
    Torrance, CA
    Los Angeles, CA
    Glendale, CA
    Torrance, CA
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 6/2023 - APPROX 120 HRS/MO - FEE BASED COMPENSATION 2) GLOBAL ASSETS ADVISORY, LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 4/2025 - APPROX 120 HRS/MO - FEE BASED COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-26
S63 Uniform Securities Agent State Law Examination 2004-08-27
  • S66 Uniform Combined State Law Examination
    2008-04-26
  • S63 Uniform Securities Agent State Law Examination
    2004-08-27
Other Names
  • Noriko Hamaoka Sawyer

View on SEC IAPD

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