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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
12920 Metcalf Avenue Suite 210, Overland Park, KS 66213 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Overland Park | KS | 07/2014 | Present |
| Pruco Securities Llc | Overland Park | KS | 07/2014 | Present |
| Lpl Enterprise, Llc | Overland Park | KS | 11/2024 | Present |
EXPEDITION FINANCIAL SERVICES POSITION: Managing Member NATURE: Insurance and Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/05/2023 ADDRESS: 11071 Hauser Dr, Overland Parks KS 66210, United States DESCRIPTION: Owner Insurance and Financial Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-28 |
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