Joshua James Derwin

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  The Prudential Insurance Company Of America
  Overland Park, KS
• 07/2014 → Present
  Pruco Securities Llc
  Overland Park, KS
• 11/2024 → Present
  Lpl Enterprise, Llc
  Overland Park, KS

Previous Registrations

• 2014-07-22 → 2024-11-14
  Pruco Securities, Llc.
  St Louis, MO
  St. Louis, MO
  Overland Park, KS
  Overland Park, KS
  St. Louis, MO
  Lees Summit, MO
  Overland Park, KS
  Overland Park, KS
  St. Louis, MO
  Overland Park, KS
• 2006-08-01 → 2014-07-11
  Msi Financial Services, Inc.
  St. Louis, MO
• 2004-07-29 → 2005-05-26
  Morgan Stanley Dw Inc.
  St. Charles, MO

Other Businesses

EXPEDITION FINANCIAL SERVICES POSITION: Managing Member NATURE: Insurance and Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/05/2023 ADDRESS: 11071 Hauser Dr, Overland Parks KS 66210, United States DESCRIPTION: Owner Insurance and Financial Services

Exams

• S66 Uniform Combined State Law Examination
  2004-07-28