Michael Donald Petersen

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-16
IL	RA	APPROVED	2016-07-12

TX RA
APPROVED_RES

Since 2021-06-16
IL RA
APPROVED

Since 2016-07-12

Branch Locations

7445 Newburg Rd Ste 101, Rockford, IL 61108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Securities Inc	Rockford	IL	03/2016	Present

03/2016 → Present

Principal Securities Inc

Rockford, IL

Other Businesses

***OUTSIDE INSURANCE,09/2010,SELLS OUTSIDE LIFE, HEALTH, DI, ANNUITIES. ***PHEASANTS FOREVER, 06/04/2014, YOUTH COORDINATOR. ***RENTAL PROPERTY, OWNER, 3/19/15.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-07-11
S63	Uniform Securities Agent State Law Examination	2004-11-30

S65 Uniform Investment Adviser Law Examination

2016-07-11
S63 Uniform Securities Agent State Law Examination

2004-11-30

View on SEC IAPD

Current Employers

Principal Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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