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Michael Paul Deorocki

Rbc Capital Markets, LLC

Albany, NY

Delmar, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-16
TX RA APPROVED_RES 2019-01-03
  • NY RA
    APPROVED
    Since 2021-10-16
  • TX RA
    APPROVED_RES
    Since 2019-01-03

Branch Locations

455 Patroon Creek Blvd. Suite 200, Albany, NY 12206-5011 • United States

Delmar, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Albany NY 01/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-30
S63 Uniform Securities Agent State Law Examination 2000-03-16
  • S65 Uniform Investment Adviser Law Examination
    2014-12-30
  • S63 Uniform Securities Agent State Law Examination
    2000-03-16

View on SEC IAPD

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