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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-09-23
TX RA APPROVED 2018-08-15
  • OK RA
    APPROVED
    Since 2024-09-23
  • TX RA
    APPROVED
    Since 2018-08-15

Branch Locations

2207 Brook Ave Ste A, Wichita Falls, TX 76301-6139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Witicha Falls TX 09/2004 Present
Tracey Denson Insurance Agency Wichita Falls TX 12/2004 Present
State Farm Investment Management Corp Wichita Falls TX 08/2018 Present
  • 09/2004 → Present
    State Farm Vp Management Corp
    Witicha Falls, TX
  • 12/2004 → Present
    Tracey Denson Insurance Agency
    Wichita Falls, TX
  • 08/2018 → Present
    Wichita Falls, TX
Other Businesses

1) Tracey Denson Insurance Agency; Investment-related; 2207 Brook Ave Ste A Wichita Falls, TX 76301-6139; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;11/01/2004; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-06-03
  • S63 Uniform Securities Agent State Law Examination
    2004-06-03
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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