Raymond Lee Halpin

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Scarborough, ME
• 08/2004 → Present
  Ameriprise Financial Services, Llc
  New Durham, NH

Other Businesses

Business Ownership; The Halpin Company; owner, bookkeeping, tax filing; The Halpin Company is an entity arranged to pay business expenses (utilities, rent, contractor fees for RP Delegate).; 111 Riverwalk Way, , Manchester, NH, 03101; Not Investment-Related; 10/31/2011; 1 to 9 hours per month; 0 during trading hours. Outside Employment; The Halpin Company; President - bookkeeping, staff management, legal entity operations and registration; management of OSJ expenses; 111 Riverwalk Way, , Manchester, NH, 03101; Not Investment-Related; 10/31/2011; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-23